Diploma of Financial Services
This qualification is offered to local students only.
This qualification is intended to provide a general purpose pathway into the financial services industry. It is also intended to provide an effective development option for those students for whom the specialist qualification pathways in the Financial Services Training Package are not yet appropriate.
As this course offers flexibility in packaging (1 core + 9 electives), students may select appropriate electives (in compliance with the packaging rules) for a specialist outcome. Entry requirements and prerequisites may change depending on the electives selected. Elective units will also be relevant to the work outcome, local industry requirements and the qualification level.
This qualification may meet ASIC requirements for Tier 1 compliance through selected electives (or in combination with prior competencies). Students seeking specialisations must discuss their options and the availability of electives with the college prior to enrolling in the course.
To attain Diploma of Financial Services, you will need to complete;
Total number of units = 10
- 1 core units plus
- 9 elective units
|FNSINC401 Apply principles of professional practice to work in the financial services industry||Core|
|FNSFMK505 Comply with financial services legislation and industry codes of practice||Elective|
|FNSINC402 Develop and maintain in-depth knowledge of products and services used by an organisation or sector||Elective|
|FNSACC603 Implement tax plans and evaluate tax compliance||Elective|
|FNSRSK502 Assess risks||Elective|
|FNSORG504 Monitor and supervise work practices to meet financial services regulatory requirements||Elective|
|FNSIAD501 Provide appropriate services, advice and products to clients||Elective|
|FNSCUS505 Determine client requirements and expectations||Elective|
|FNSCUS506 Record and implement client instructions||Elective|
|FNSINC501 Conduct product research to support recommendations||Elective|
|40 weeks including term breaks and holidays.
30 contact weeks
|Flexible and blended delivery options|
Course fees are paid on a 10 week fee structure.
Enrolment Fee: $100 (non-refundable)
Course Fee: Please contact us for more details.
The student tuition fees as published are subject to change given individual circumstances at enrolment.
- Successful completion of year 12 or equivalent is the minimum qualification required for entry into this course. Also, as this qualification contains skills and knowledge required for RG146 compliance, a current FNS30115 – Certificate III In Financial Services or equivalent or substantial experience within the financial services industry is preferred.
- Age: 18+ years of age at the commencement of the course.
Language, Literacy and Numeracy: Students require language, literacy and numeracy skills relevant to the qualification.
Local Students: Monthly intakes. Please contact ALTEC Admissions for more details.